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Live Webcast Replay

2024 Internal Controls Over Compliance vs Compliance

Total Credits: 1 including 1 Auditing (Governmental) - Technical

Average Rating:
Not yet rated
Categories:
ACPEN Industry Institute |  Accounting and Auditing |  Yellow Book
Speaker:
Melisa F. Galasso
Course Levels:
Intermediate
Duration:
1 Hour
Product Type:
Live Webcast Replay
License:
Product Setting: Expires 30 day(s) after program date.
Dates
Please Note: Programs with a ☾ insignia begin after 5pm or air on the weekend.
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Description

Based on an AICPA Enhancing Audit Quality study, 23% of all single audits subject to enhanced oversight were materially non-conforming with professional standards due to failure to properly test controls over compliance. 

This course will provide an overview of internal controls over compliance specifically related to Single Audits. We will discuss how to apply the concept of internal controls to various compliance requirements. Additionally, a common finding in the audits of governmental entities receiving federal grants is misidentifying controls and mistaking compliance for a control. That's why this course will also focus on identifying compliance versus controls over compliance.

Basic Course Information

Learning Objectives
  • Properly document internal controls over compliance in conformity with the Uniform Guidance 
  • Compare ICFR with ICOC

Major Subjects
  • Internal Controls Over Compliance
  • Compliance
  • Single Audits

Course Materials

Important CPE Credit Instructions_READ BEFORE WEBCAST UPDATED (442.7 KB) Available after Purchase
Internal Controls Over Compliance vs Compliance Handout (1.6 MB) Available after Purchase

Speaker

Melisa F. Galasso's Profile

Melisa F. Galasso Related Seminars and Products

Founder and CEO

Galasso Learning Solutions LLC

Melisa Galasso is the founder and CEO of Galasso Learning Solutions LLC. A CPA with nearly 20 years of experience in the accounting profession, Melisa designs and facilitates courses in advanced technical acconting and auditing topics, including not-for-profit and governmental accounting. She also supports essential professional development, audit level training, and train the trainer efforts. Melisa is a Certified Professional in Talent Development (CPTD) and has earned the Association for Talent Development Master Trainer™ designation. Her passion for instructional design and adult learning techniques is one of the differentiators that set her apart from other CPE providers. Within the industry, Melisa serves on the FASB’s Not-for-Profit Advisory Committee (NAC), AICPA Council, and the VSCPA’s Board of Directors. She previously served on the AICPA’s Technical Issues Committee (TIC) and is a past-Chair of the NCACPA’s A&A committee. Melisa also authors the AICPA’s State and Local Government Guide and serves as a SME for the Center for Plain English Accounting.

 

Dates

Tue, Apr 30, 2024 - 06:00pm to 06:56pm CDT
Sat, May 11, 2024 - 01:00pm to 01:56pm CDT
Fri, May 24, 2024 - 03:00pm to 03:56pm CDT
Mon, Jun 10, 2024 - 09:00am to 09:56am CDT
Sat, Jun 22, 2024 - 11:00am to 11:56am CDT
Tue, Jun 25, 2024 - 06:00pm to 06:56pm CDT
Thu, Jul 18, 2024 - 03:00pm to 03:56pm CDT
Mon, Jul 29, 2024 - 09:00am to 09:56am CDT
Thu, Aug 15, 2024 - 11:00am to 11:56am CDT
Mon, Aug 26, 2024 - 01:00pm to 01:56pm CDT
Thu, Sep 19, 2024 - 03:00pm to 03:56pm CDT
Mon, Sep 30, 2024 - 09:00am to 09:56am CDT
Thu, Oct 03, 2024 - 06:00pm to 06:56pm CDT
Tue, Oct 15, 2024 - 01:00pm to 01:56pm CDT
Thu, Nov 07, 2024 - 03:00pm to 03:56pm CST
Sat, Nov 23, 2024 - 09:00am to 09:56am CST
Wed, Dec 04, 2024 - 11:00am to 11:56am CST
Fri, Dec 13, 2024 - 01:00pm to 01:56pm CST
Mon, Dec 23, 2024 - 03:00pm to 03:56pm CST
Sat, Jan 04, 2025 - 09:00am to 09:56am CST
Thu, Jan 23, 2025 - 11:00am to 11:56am CST
Thu, Feb 06, 2025 - 06:00pm to 06:56pm CST
Wed, Feb 19, 2025 - 03:00pm to 03:56pm CST
Tue, Mar 11, 2025 - 09:00am to 09:56am CDT
Fri, Mar 28, 2025 - 11:00am to 11:56am CDT
Thu, Apr 10, 2025 - 01:00pm to 01:56pm CDT
Sat, Apr 26, 2025 - 03:00pm to 03:56pm CDT

Additional Info

Basic Course Information

Prerequisites Prior experience with Single Audits
Advanced Preparation None
Designed For Accounting professionals
Original Recording Date 12/1/2023
Course Developer Galasso Learning Solutions LLC
Date Added to Catalog 1/22/2024
Yellow Book Yes

Additional Information

Complaint Resolution Policy

Please contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199). 


Official Registry Statement

Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org


Instructional Delivery Method

Group Internet Based


Course Registration Requirements

Online Registration


Refund/Cancellation Policy

Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer. 


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